Williams Financial Services, LLC

Registered Investment Advisor

Shareholder Service Group
The Shareholder Service Group is a brokerage company that is dedicated to providing services to financial advisory firms.  There are many advantages for utilizing the Shareholder Service Group, including reasonable trading costs, software interface that tracks all transactions, excellent support services for advisors, and a contract with Pershing to provide clearing and custody services.  Accounts are set up in the client's name at Shareholders Service Group.  WFS is granted discretion to make trades on behalf of the client.

Pershing
Pershing is one of the largest clearing and custody providers in the world with over $450 billion in client assets.  Pershing provides many benefits including support for over 1100 financial organizations worldwide, periodic client statements, and private insurance for assets in excess of SIPC limits.

SIPC Insurance
SIPC is the Security Investors Protection Corporation that provides protection for up to $500,000 in assets, including up to $100,000 in cash per customer from financially troubled brokerage firms.  SIPC also covers missing securities or cash from accounts, but does not cover losses incurred from stock price declines.

For more information about our services, please contact us at dan@williamsfinancialservicesllc.com.